Compensation Glossary

# A B C D E F G H I J K L M N O P Q R S T U V W - Z

Registered Representative

An individual who has passed the series 7 and series 63 exams and then sells securities and has the legal power of an agent. This representative will typically work for a brokerage firm licensed by the NASD, NYSE and SEC.

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Registered Reinsurer

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Registered Retirement Plan

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